Boustead & Company Limited (BCL), Boustead Securities, LLC (BSL), Sutter Securities, Inc. (SSI), Sutter Securities Clearing, LLC (SSC), Sutter Securities Financial Services, Inc. (SSFS) and Sutter Securities Group, Inc. (SSG)

Management Team

Managing Director Latin America

Managing Director Latin America

Managing Director Latin America

CEO BSL and SSI

Executive Chairman BCL, CEO SSG

CEO and CCO SSC, CCO BSL

CEO BCL, Head of China & Equity Capital Markets BSL

FINOP & CFO BSL, SSI and SSC

Investment Banking

Head of Intellectual Property (IP) Banking

Head of Syndicate

Senior Vice President of Investments, BSL, SSI

Senior Vice President of Investments

Senior Managing Director

Managing Director

Senior Managing Director

Managing Director

Managing Director

Managing Director

Senior Managing Director

Senior Managing Director

Senior Associate

Executive Vice President SSI

Head of Mining Investment Banking

Founder & Managing Director of SSG

Senior Vice President of Investments SSI

Senior Vice President of Investments, BSL, SSI

Senior Vice President of Investments

Managing Director

Senior Associate

Managing Director

Senior Advisor

Senior Managing Director

Senior Managing Director

Managing Director

About Boustead & Company Limited

Boustead & Company Limited is a diversified and comprehensive non-bank financial institution with offices in Los Angeles, New York, San Francisco, London, Zurich, Monaco, Mauritius, Singapore, Panama Beijing that is rapidly expanding in growth markets throughout the US and Asia. Through its principals and fully licensed subsidiaries, Boustead & Company possesses rich experience and exceptional capabilities in capital markets deal execution and is dedicated to providing best-in-class one-stop financial services to clients. Boustead’s comprehensive financial services platform consists of four operating units: Boustead Securities, LLC a US-based FINRA Broker/Dealer and middle-market investment bank; Sutter Securities Group, Inc., which owns four FINRA-regulated entities, Sutter Securities, Inc., Sutter Securities Clearing, LLC and FlashFunders Funding Portal, LLC, along with Sutter Securities Financial Services, Inc., Sutter Capital Partners, LLC a California Registered Investment Advisor; and Boustead Capital Markets, LLP a London-based FCA-regulated company. For more information, please visit www.bousteadco.com.

Boustead Securities, LLC

Boustead Securities, LLC is an investment banking firm that executes and advises on IPOs, mergers and acquisitions, capital raises and restructuring assignments in a wide array of industries, geographies and transactions, for a broad client base. Boustead’s core value proposition is the ability to create opportunity through innovative solutions and tenacious execution. With experienced professionals in the United States, Boustead’s team moves quickly and provides a broad spectrum of sophisticated financial advice and services. Boustead is a majority-owned subsidiary of Boustead & Company Limited, a diversified non-bank financial institution. For more information visit please visit: www.boustead1828.com

Form CRS/Reg BI Disclaimer:

Boustead Securities, LLC, Sutter Securities Inc., and Sutter Securities Clearing, LLC (SSC) are registered with the Securities and Exchange Commission (SEC) as broker-dealers and are members of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Brokerage and investment advisory services and fees differ and it is important for you to understand these differences. Free and simple tools are available to research firms and financial professionals at Investor.gov/CRS, which also provides educational materials about broker-dealers, investment advisers, and investing. When we provide you with a recommendation, we have to act in your best interest and not put our interest ahead of yours. At the same time, the way we make money creates a conflict with your interests. Please strive to understand and ask us about these conflicts because they can affect the recommendations we provide you. There are many risks involved with investing. For Boustead Securities customers and clients, please see our Regulation Best Interest Relationship Guide on the Form CRS Reg BI page on our website at https://www.boustead1828.com/form-crs-reg-bi. For Sutter Securities’ and Sutter Securities Clearing’s customers and clients, please see the Form CRS on the website at https://suttersecurities.com/wp-content/uploads/2020/12/Sutter-Form-CRS-combined-121020.pdf. For FlashFunders’ visitors, you may review the Form CRS of Boustead Securities, Sutter Securities and Sutter Securities Clearing under the Form CRS section. Please also carefully review and verify the accuracy of the information you provide us on account applications, subscription documents and others.

Learn more about our firm's background and investment professionals on FINRA's Broker Check. Boustead Securities, LLC is a Member of FINRA and SIPC.

For any general inquiries, please fill in the

following contact form:

1225 Avenida Juan Ponce de León

San Juan, Puerto Rico, 00907

+1.949.502.4408

[email protected]